Optical Component Market Shares, Forecasts, and Strategies, Worldwide, 2009-2015

Table of Contents

Optical Component Executive Summary ES-1

Arrival Of Broadband Society ES-1

Optical Component Markets ES-3

Optical Component Market Shares ES-4

Optical Component Market Forecasts ES-6

Cost-Effective Deployment Of 40-Gbit/S

Transmission In Metro Networks ES-8

Nanoscale Structures for Optical Components ES-8

Optical Component Market Trend Analysis ES-10

Optical Components And Subsystems Challenge

Fiber Optics Companies to Achieve Innovation ES-10

NeoPhotonics Has Nanoscale Design, Materials,

Fabrication And Metrology ES-11

Optical Component Market Trends ES-11

Optical Technology Nanotechnology,

CMOS Silicon, and Polymer Breakthroughs ES-12

40Gig per second or 100 Gig per second ES-13

Component vs. Subassembly or Module ES-13

Move Away From Sonet / SDH to CWDM and DWDM ES-14

CFP interim standard vs. CXP standard ES-14

Wireless Network Upgrades and FTTx Network Upgrades ES-15

Cloud Computing ES-15

Multi-Technology To Support Different PON Technologies ES-17

GPON - Gigabit Passive Optical Network and

EPON Optical Network ES-17

Need for Fiber ES-18

Sonet / SDH Transmission Components Market Forecasts ES-18

1. Optical Component Market Description and

Market Dynamics 1-1

1.1 Optical Subsystems and Components 1-1

1.1.1 Service Providers Adopt Fiber Optic Technology 1-1

1.1.2 BT Service Provider PON Investment 1-5

1.1.3 Qwest To Deploy Network Capable of 100Gbps 1-7

1.1.4 Service Provider 100-Gigabit Ethernet from

Alcatel, Juniper , and Cisco Systems in 2010 1-8

1.1.5 Broadband GPON for Services Providers 1-9

1.2 Computer Networks Span The Globe 1-9

1.2.1 Data Networking Equipment Network LAN 1-10

1.2.2 SAN High-Speed Subnetwork 1-12

1.2.3 Parallel Optics Technologies For High-Capacity Interconnects 1-14

1.3 Metro Regional Network and the Last Mile Access Network 1-15

1.3.1 PON Configuration Reduces The Amount Of

Fiber And Central Office Equipment Required 1-16

1.4 Broadband Applications 1-18

1.5 Data Center And High-Performance-Computing Applications 1-20

1.6 GPON 1-25

1.6.1 Benefits of GPON Bringing Fiber to the Home (FTTH): 1-27

1.6.2 EPON GEPON (Ethernet PON) 1-28

1.6.3 WDM-PON 1-28

1.7 Nanotechnology Leverages Characteristics of

Different Shapes Of The Same Material 1-32

1.7.1 Different Shapes Of The Same Material Create

Different Characteristics 1-33

1.7.2 Vitesse and NeoPhotonics Embrace

Domains For Photonic Integrated Circuits 1-34

1.7.3 Optical Properties Integrated Into Technology 1-36

1.7.4 Nanotechnology For High Performance Optical Components 1-38

1.7.5 Nanoparticle Vapor Organic Dispersions 1-39

1.8 Nanoscale Structures for Optical Components 1-40

1.9 3-D Liquid Crystals 1-41

1.9.1 Tiniest Laser Since Its Invention 1-44

1.9.2 Photonic Crystal Communications 1-44

1.9.3 Different Materials To Achieve Different Wavelengths 1-44

1.9.4 Photonic Crystals 1-45

1.9.5 Nanolaser Key To Optical Computers 1-45

1.10 Market Consolidation - Acquisitions and Partnerships 1-49

1.10.1 Finisar/Optium Merger 1-49

1.10.2 Opnext Set To Acquire StrataLight Communications 1-52

1.10.3 Ignis Agrees To Acquire Syntune 1-52

1.10.4 Fujitsu Establishes Fujitsu Optical Components 1-52

1.10.5 Fujitsu Optical Components 1-52

1.10.6 Ikanos 1-53

1.10.7 Hitachi Telecom (USA) and Salira Systems 1-53

1.10.8 Enablence / Pannaway 1-54

1.10.9 LG-Nortel Acquired Novera Optics 1-54

1.10.10 Cambridge Industries Group / TXP 1-54

1.10.11 Source Photonics, formerly MRV (Luminent) 1-54

1.10.12 Sumitomo Electric Device Innovations U.S.A., Inc 1-55

1.10.13 Zhone Technologies 1-56

1.10.14 Motorola 1-56

1.10.15 Fujitsu Optical Components and Furukawa Electric 1-56

1.10.16 Aegis Lightwave Acquires AOFR and CardinalPoint Optics 1-57

1.10.17 Rohm Semiconductor / Oki Electric 1-57

1.10.18 JDSU Acquires Network Tools Business from Finisar 1-57

1.10.19 Occam Networks GPON ONTs 1-59

1.10.20 3S Photonics Holding In The Korean Company COSET 1-60

1.10.21 Merger of Helix and GigOptix, Merger of Lumera

and GigOptix, Advances Made by GigOptix 1-60

1.11 Cloud Computing And On-Line Video Streaming 1-61

2. Optical Component Market Shares and Market Forecasts 2-1

2.1 Optical Component Market Driving Forces 2-1

2.2 Optical Component Market Analysis 2-6

2.2.1 Optical Component Market Shares 2-7

2.2.2 Optical Component Market Forecasts 2-10

2.3 Optical Transceiver Market Shares and Forecasts 2-13

2.3.1 Optical Transceiver Components Market Shares 2-13

2.3.2 Optical Transceiver Communications Network

Market Forecasts 2-16

2.4 Optical Amplifier Markets 2-18

2.4.1 Optical Amplifier Markets Shares 2-18

2.4.2 Optical Amplifier Market Forecasts Worldwide 2-20

2.5 Optical Components And Subsystems Selected

Market Leaders and Thought Leaders 2-22

2.5.1 Finisar 2-22

2.5.2 JDSU 2-24

2.5.3 Oclaro: Bookham and Avanex Merge Into a

New Market Leader 2-25

2.5.4 Power Diode Lasers Market Shares 2-27

2.5.5 JDSU Telecom Modulators 2-27

2.5.6 JDSU ROADMs 2-27

2.5.7 Fujitsu 40G DPSK Receiver Pricing & Availability 2-28

2.5.8 Fujitsu Optical Components and

Furukawa Electric Jointly Develop Integrated Receivers 2-28

2.5.9 Fujitsu 2-29

2.5.10 Avago 2-29

2.5.11 Sumitomo Electric Industries, Ltd. And Anritsu

100-Gigabit Ethernet-Compatible Optical Interface 2-30

2.5.12 MRV / Source Photonics 2-30

2.5.13 MRV Communications / Source Photonics

Single-Fiber 10Gb/s SFP+ Transceivers 2-30

2.5.14 Emcore Transceivers / Receivers 2-31

2.5.15 NeoPhotonics' 2-31

2.5.16 Triquint RF High-Performance RF Modules,

Components And Foundry 2-32

2.5.17 Advanced Photonix 2-32

2.5.18 Photon-X® LLC Thin Film Technology 2-33

2.5.19 Aegis 2-34

2.5.20 Nortel 2-34

2.5.21 3S Photonics 2-35

2.5.22 Alcatel-Lucent 2-35

2.5.23 GigOptix Inc. 2-35

2.5.24 Luxtera CMOS Process Used To Create An

Array Of Complex Photonic Devices 2-37

2.6 Optical Component Market Trend Analysis 2-38

2.6.1 Optical Components And Subsystems Challenge

Fiber Optics Companies to Achieve Innovation 2-38

2.6.2 NeoPhotonics Has Nanoscale Design,

Materials, Fabrication And Metrology 2-38

2.6.3 Optical Component Market Trends 2-39

2.6.4 Optical Technology Nanotechnology,

CMOS Silicon, and Polymer Breakthroughs 2-40

2.6.5 40Gig per second or 100 Gig per second 2-41

2.6.6 Component vs. Subassembly or Module 2-41

2.6.7 Move Away From Sonet / SDH to CWDM and DWDM 2-42

2.6.8 CFP interim standard vs. CXP standard 2-42

2.6.9 Cloud Computing 2-42

2.6.10 Multi-Technology To Support Different PON Technologies 2-44

2.6.11 GPON - Gigabit Passive Optical Network and

EPON Optical Network 2-44

2.6.12 The Need for Fiber 2-45

2.7 Sonet / SDH Transmission Components Market Forecasts 2-45

2.8 Worldwide Transceiver Segments 2-47

2.9 Ethernet Transceiver Segment Market Forecasts 2-50

2.10 Fibre Channel Transceiver Market Forecasts 2-54

2.11 CWDM / DWDM Optical Transceiver

Segment Market Forecasts 2-56

2.11.1 Optoelectronics Dominated DWDM Component Value 2-58

2.12 Optical Interconnect Market Forecasts 2-58

2.13 PON and FTTx Optical Components 2-61

2.13.1 PON and FTTH Market Analysis 2-61

2.13.2 Wireless Network Upgrades and FTTx Network Upgrades 2-62

2.14 Transceivers By Type 2-68

2.14.1 SFP / SFP+ Transceiver Market Shares 2-68

2.14.2 XFP Transceiver Market Shares 2-70

2.15 CATV Transceivers Market Shares 2-71

2.15.1 Optical Component Nanotechnology 2-73

2.15.2 Active vs. Passive Optical Components 2-75

2.16 Wavelength Management 2-76

2.16.1 Wavelength Management Market Shares 2-76

2.17 AOC, Active Optical Cable 2-76

2.17.1 Broadband Market Drivers 2-77

2.17.2 Developments of GPON Technology 2-79

2.17.3 Network Traffic Growth 2-79

2.18 Pace of 40G System Development 2-80

2.18.1 Pace of 100G System Development 2-82

2.19 Optical Component Regional Markets 2-83

3. Optical Component Product Description 3-1

3.1 Optical Transceiver 3-1

3.1.1 Optical Transponders 3-5

3.2 Fiber Optic Transceivers - 3-5

3.2.1 Fiber Optic Transmitters 3-6

3.2.2 Fiber Optic Receivers - 3-7

3.2.3 Laser Optics, Heads and Beam Delivery Components - 3-7

3.2.4 Fiber Optic Linear Position Sensors - 3-7

3.3 Finisar 3-7

3.3.1 Finisar 40-Gbit/s Tunable DPSK Optical Transponder 3-11

3.3.2 Finisar Transmitters, Transceivers, and Transponders for

Datacom and Telecom Applications 3-14

3.4 Opnext Technologies Transceivers 3-20

3.4.1 Opnext Full Collaboration With Hitachi 3-20

3.4.2 Opnext 8 Gbit/s & 10 Gbit/s SFP+ Transceiver Modules 3-25

3.5 Sumitomo Electric Industries, Ltd. And Anritsu

100-Gigabit Ethernet-Compatible Optical Interface 3-31

3.5.1 Sumitomo Electric Jointly With Anritsu, Has An

Optical Interface Compliant With The 100-Gigabit Ethernet

Specifications (IEEE 802.3.ba Specifications) 3-31

3.5.2 Sumitomo Electric Development Of Optical

Interface Compatible With 100-Gigabit Ethernet 3-32

3.6 Fujitsu Optical Components / Furukawa Electric 3-33

3.6.1 Fujitsu Microelectronics 3G SAW-less Transceiver:

Multimode, Multiband UMTS/ GPRS/EDGE Solution 3-33

3.6.2 Fujitsu Optical Components and Furukawa

Electric Jointly Develop Integrated Receivers 3-33

3.6.3 Fujitsu Compact Integrated DPSK Receiver for

40Gbps Optical Networks 3-35

3.6.4 Fujitsu Optical Components 3-36

3.6.5 Fujitsu Optical Components Key Technology

Delay Line Interferometer And Balanced Receiver Integration 3-36

3.6.6 Fujitsu XENPAK MSA 10Gbps Transceiver 3-38

3.6.7 Fujitsu X2 MSA 10Gbps Transceiver 3-41

3.6.8 Fujitsu SFP MSA Transceiver 3-44

3.6.9 B-PON 3-48

3.6.10 10Gbps LiNbO3 External Modulator 3-52

3.6.11 Fujitsu 40Gbps Receiver Module 3-54

3.6.12 40G DPSK Receiver Module (FIM24101) 3-55

3.6.13 Fujitsu Optical Components and Furukawa

Electric Planar Lightwave Circuit (PLC) 3-56

3.6.14 Fujitsu Optical Components and Furukawa

Electric To Jointly Develop Integrated Receivers

For 40/100G Networks 3-58

3.6.15 Fujitsu Compact Integrated DPSK Receiver for

40Gbps Optical Networks 3-60

3.7 Avago 3-63

3.8 MRV Source Photonics 3-66

3.9 JDSU Leading Pluggable Optical Transceivers 3-71

3.9.1 JDSU Tunable Transmission Modules 3-72

3.9.2 JDSU Transceiver, OC-192, 10 GbE, 10 GFC,

XFP, 1550 nm, 40 km Reach 3-72

3.9.3 JDSU Ethernet/Fibre Channel Transceivers 3-76

3.9.4 JDSU SONET/SDH Transceivers 3-77

3.9.5 JDSU Components, Modules, and Subsystems for

Agile Optical Networks 3-77

3.10 Oclaro / Avanex SFF Tunable Transponder 3-78

3.10.1 Oclaro /Avanex Transmission Products 3-79

3.10.2 Oclaro Bookham SFP Transceivers 3-82

3.10.3 Oclaro Bookham Transmitters and Network Lasers 3-82

3.10.4 Oclaro Bookham Receivers 3-84

3.10.5 Oclaro Bookham Receiver Products 3-84

3.10.6 Oclaro Tunable Transmitter 3-86

3.11 NeoPhotonics Corporation 3-89

3.11.1 NeoPhotonics Active And Passive Optical Components 3-92

3.11.2 NeoPhotonics Transceivers 3-93

3.11.3 NeoPhotonics FTTH Target Market 3-95

3.11.4 NeoPhotonics Optical Transceiver Transmitters 3-99

3.11.5 NeoPhotonics Optical Transceiver Receiver 3-99

3.11.6 NeoPhotonics Optical Transceiver EEPROM 3-100

3.11.7 Oplink Transceivers 3-104

3.12 Oplink PON 3-105

3.12.1 Oplink Transmitters & Receivers 3-105

3.12.2 Triquint RF 3-110

3.13 JDSU Detectors/Receivers 3-112

3.13.1 JDSU Pluggable Optical Transceivers 3-115

3.13.2 JDSU Vertical Integration 3-115

3.13.3 JDSU Datacom Accessories 3-116

3.14 Vitesse Semiconductor Transceiver Integrated

Circuit VSC8479-01 3-116

3.14.1 Vitesse FTTX Ecosystem 3-117

3.14.2 Vitesse Semiconductor VSC8479-01 10G

Transceiver EPON Developing PON 3-118

3.14.3 Oki Electric Industries 3-119

3.14.4 Applied Optoelectronics Small Form-Factor

Pluggable Transceiver 3-119

3.14.5 Applied Optoelectronics Small Form-Factor

Pluggable Transceiver 3-120

3.15 OKI 3-120

3.15.1 Oki SemiL OL5191M transceiver 3-121

3.15.2 Oki 40Gbps Compound Semiconductors –

EML Driver IC DIE 3-125

3.16 Acon 3-126

3.17 OptoIC Transceiver 3-127

3.18 Tessera DigitalOptics Lens Array Technology for

Parallel Optic 3-133

3.19 LaserMate 3-135

3.20 Emcore Transceivers / Receivers 3-139

3.20.1 ONT Vendor Offerings 3-140

3.20.2 Triplexers & GPON Chips 3-140

3.21 OneChip Photonics 3-144

3.21.1 OneChip Photonics SFF and SFP Devices for

OLTs and A Variety of SFF Modules for ONUs 3-145

3.22 Emcore 3-146

3.22.1 Emcore Transceivers 3-146

3.23 Optical Amplifiers 3-147

3.23.1 Optical Amplifiers / Erbium Doped

Fiber Amplifiers EDFA 3-147

3.23.2 JDSU Optical Amplifiers 3-148

3.23.3 JDSU EDFA, C, 17 dBm, GFF, Trans

Control, Variable Gain 3-148

3.23.4 JDSU's Agile Optical Amplifiers 3-148

3.23.5 JDSU Optical Amplifiers 3-150

3.23.6 JDSU Pump Lasers 3-151

3.23.7 JDSU ROADMs 3-153

3.23.8 JDSU Transport Layer and Amplifier 3-156

3.23.9 JDSU ROADM & Add/Drop Modules 3-158

3.23.10 JDSU ROADMs 3-159

3.23.11 JDSU WaveReady Service Provider Optical

Component Solutions: 3-159

3.24 Oclaro Optical Amplifiers 3-163

3.24.1 Oclaro Oasis™ Adaptive Thermal Management 3-164

3.24.2 Ocelar Oasis Adaptive Thermal Management 3-166

3.24.3 Oclaro Avanex Amplification Products 3-168

3.24.4 Oclaro Avanex Dispersion Compensation Products 3-171

3.24.5 Oclaro Avanex Next Generation Chromatic

Dispersion Compensation Module 3-171

3.24.6 Oclaro Avanex Dispersion Compensation Products 3-172

3.24.7 Oclaro / Avanex Wavelength Management Products 3-174

3.24.8 Oclaro Bookham Optical Amplifiers 3-175

3.24.9 Oclaro MiNi Block Optical Amplifier 3-176

3.24.10 Oclaro Optical Amplifier Custom Solutions 3-180

3.24.11 Oclaro Bookham Pumps 3-181

Oclaro Bookham’s Subsystems 3-182

3.24.12 Oclaro Intelligent Optical Platform 3-183

3.24.13 Oclaro Bookham VCSELs 3-184

3.25 Furukawa Electric Optical Amplifiers 3-185

3.26 Accelink 3-191

3.26.1 Accelink Triplexers, Splitters, And Arrayed Waveguides 3-192

3.27 Oplink Optical Amplifiers 3-194

3.28 TriQuint Optical Amplifiers 3-195

3.28 JDSU EDFA Optical Amplifiers 3-198

3.29 Photon x Optical Amplifers 3-200

4. Optical Component Technology 4-1

4.1 CFP vs. CXP 4-1

4.1.1 CFP Form Factor 4-2

4.1.2 Finisar Opnext and Sumitomo Electric

Industries / Excelight Communications CFP 4-2

4.1.3 CFP MSA Form Factor Standard for

Pluggable 40Gb/s and 100Gb/s Optical Modules 4-4

4.1.4 CXP Form Factor 4-5

4.1.5 CXP GigOptix Long Reach And Ultra Long

Reach Drivers For Terrestrial And Undersea Optical Cable 4-6

4.2 IEEE802 Standards Bodies 4-6

4.2.1 ITU-T CWDM/DWDM Optical Wavelength Grids 4-7

4.2.2 100-Gigabit Ethernet (IEEE 802.3.ba Specifications) 4-8

4.3 ONT Management and Control Interface (OMCI) 4-9

4.4 WDM-PON Technologies 4-10

4.4.1 PON Progress 4-10

4.4.2 GPON and WDM-PON 4-11

4.4.3 10G GPON 4-12

4.5 Passive Optical Networks 4-13

4.5.1 APON, BPON, EPON and GPON 4-14

4.5.2 GPON & WDM-PON Equipment 4-14

4.6 ONTs & OLTs 4-19

4.6.1 GPON OLT and ONT Equipment 4-19

4.6.2 EPON 4-19

4.6.3 Symmetrical 10G EPON 4-20

4.6.4 RFoG Cable-Type PON Technology 4-20

4.7 Phase Modulation Minimizes Size And Power Of

40Gbps Transponders 4-21

4.7.1 Europe Scalable Advance Ring-Based Passive

Dense Access Network Architecture (SARDANA) 4-25

4.7.2 Fujitsu Optical Components Key Technology 4-27

4.8 FTTx Device Management 4-28

5. Optical Component Company Profiles 5-1

5.1 3S Photonics 5-1

5.1.1 3S Photonics Holding In The Korean Company COSET 5-2

5.1.2 3S Photonics Submarine Cable Network Market Forecasts 5-3

5.1.3 3S Photonics Growth Strategy 5-4

5.1.4 3S Photonics Product Portfolio 5-4

5.1.5 3S Photonics Industrial Leader In GaAs and

InP Optical Components 5-7

5.1.6 3S Photonics Datacom LANs and SANs 5-8

5.2 Accelink 5-9

5.3 ACON 5-9

5.3.1 Acon LED Lighting Products 5-11

5.4 Advanced Photonix 5-11

5.4.1 Advanced Photonix High-Speed Optical Receiver Products 5-12

5.5 Aegis Lightwave 5-13

5.5.1 Aegis Lightwave Acquires AOFR 5-14

5.5.2 Aegis Lightwave Acquires CardinalPoint Optics 5-14

5.5.3 Aegis Semiconductor Thin Films Combined

With Optical Interference Coatings 5-14

5.6 Agilent Technologies 5-15

5.6.1 Agilent Optical Component Solutions: 5-15

5.6.2 Agilent Design and Verification of

Components and Systems 5-16

5.6.3 Agilent's PXIT N2100B, N2101B and N2102B

Test Platform 5-18

5.6.4 Agilent Technologies Revenue. 5-19

5.7 Alcatel Lucent 5-20

5.7.1 Alcatel Lucent Positioning for Broadband Evolution 5-22

5.7.2 Alcatel-Lucent Fiber-To-The-User 5-23

5.8 API Nanotronics 5-24

5.8.1 ASE Group - Korea 5-25

5.9 Avago Technologies 5-25

5.9.1 Avago Technologies Distributors and Customers 5-26

5.9.2 Avago Technologies Outsourced Manufacturing Business 5-27

5.9.3 Avago Technologies % Net Segment Revenue 5-28

5.9.4 Avago Technologies Taken Public 5-30

5.9.5 31

5.10 Broadcom 5-34

5.10.1 Broadcom Intellectual Property (IP) 5-35

5.10.2 Broadcom Revenue 5-35

5.11 Electrum Laboratory 5-35

5.11.1 Electrum Laboratory Research and Development 5-37

5.11.2 Electrum Laboratory Production 5-37

5.12 Emcore 5-37

5.12.1 Emcore Transceivers 5-43

5.12.2 Emcore Revenue 5-46

5.13 Finisar 5-47

5.13.1 Finisar Revenue 5-51

5.13.2 Finisar Next-Generation Form Factors for 40Gb/s

and 100Gb/s Optical Links 5-51

5.13.3 Finisar Presence in China High-Volume

Manufacturing Facility 5-53

5.13.4 Finisar 50 GHz Wavelength Selection

Switch (WSS) With Dynamic Reconfigurability 5-55

5.13.5 Finisar 850nm Pigtailed Components for

Military and Aerospace Applications 5-57

5.13.6 Finisar / Optium 5-57

5.13.7 Finisar Fourth Quarter and Fiscal 2009 Revenue 5-62

5.13.8 Finisar Revenue 5-67

5.13.9 Finisar First Quarter Revenues 2010 5-69

5.13.10 Finisar / Optimum 5-70

5.13.11 Finisar, Optium Optical Component Product Overlap 5-74

5.13.12 Foxconn Technology Group / Ambit Microsystems 5-76

5.14 Fujitsu 5-76

5.15 Fujitsu Optical Component Products 5-78

5.15.1 Fujitsu Optical Components 5-78

5.15.2 Fujitsu Optical Modules 5-80

5.15.3 Fujitsu Sales, Manufacturing And Development

Of Optical Components 5-81

5.15.4 Fujitsu Optical Components Wholly Owned

Optical Module Subsidiary 5-88

5.16 Furukawa Electric 5-92

5.17 GigOptix 5-94

5.17.1 GigOptix Revenue Second Quarter of 2009 5-96

5.17.2 GigOptix Revenue By Geographic Region: 5-98

5.17.3 GigOptix Product Updates 5-98

5.17.4 Merger of Helix and GigOptix, Merger of

Lumera and GigOptix, Advances Made by GigOptix 5-100

5.17.5 GigOptix Third Quarter Outlook 5-101

5.18 Huawei 5-102

5.18.1 Huawei Key Network Technologies 5-105

5.18.2 Huawei Introducing R&D Management Models 5-105

5.18.3 Huawei Promotes Standardized, Component-Based

And Platform-Specific Management 5-106

5.19 Ignis 5-106

5.19.1 Ignis Group Revenue 5-107

5.19.2 Ignis Acquired Syntune AB 5-108

5.20 Ikanos Communications 5-110

5.21 JDSU 5-111

5.21.1 JDSU Revenue 5-111

5.21.2 JDSU Acquires Network Tools Business from Finisar 5-114

5.21.3 JDSU Strategic Benefits: 5-115

5.21.4 JDSU Network Tools Business 5-115

5.22 Luxtera 5-117

5.22.1 Luxtera Funded By Leading Venture Capitalists 5-118

5.22.2 Luxtera Active Optical Cable (AOC), Blazar 5-118

5.22.3 Luxtera CMOS Process Used To Create An

Array Of Complex Photonic Devices 5-120

5.22.4 Luxtera Project with Sun Microsystems and DARPA 5-121

5.23 MRV Communications 5-123

5.23.1 MRV Communications / Source Photonics 5-124

5.23.2 MRV Communications / Source Photonics

Brand for Luminent and Fiberxon 5-127

5.23.3 MRV Communications / Source Photonics

PON Transceiver Market Position 5-128

5.23.4 MRV Communications / Source Photonics

Tunable Transponder 5-130

5.23.5 MRV Communications / Source Photonics

Second Quarter 2009 Revenue 5-131

5.23.6 MRV Communications / Source Photonics 5-132

5.23.7 MRV Communications / Source Photonics /

Luminent, Inc., Passive Optical Components Division 5-132

5.24 NeoPhotonics 5-132

5.24.1 NeoPhotonics Has Nanoscale Design, Materials,

Fabrication And Metrology 5-133

5.24.2 NeoPhotonics Strong Performance 5-133

5.24.3 NeoPhotonics Products and Market 5-134

5.24.4 NeoPhotonics Products 5-135

5.24.5 NeoPhotonics Technology 5-135

5.24.6 NeoPhotonics Is Top Optical Component Supplier To

Huawei For The First Half Of 2008 5-138

5.24.7 Neophotonics Vertically Integrated Manufacturer 5-139

5.25 Newport Corporation & Spectra-Physics 5-140

5.25.1 Newport Corporation Revenue 5-141

5.25.2 Newport Corporation Photonics Instruments,

Fibers, and Components - Fiber Optic Components 5-143

5.26 Occam 5-145

5.26.1 Occam Networks Second-Quarter 2009 Results 5-146

5.26.2 Occam Highlights For The Second Quarter of 2009: 5-149

5.26.3 Occam GigE and GPON FTTP Delivers IPTV 5-149

5.26.4 Occam Target Markets 5-151

5.27 Oclaro 5-152

5.27.1 Oclaro: Bookham and Avanex Merge Into a

New Market Leader 5-153

5.27.2 Oclaro: Bookham / Avanex Strengthen Position In

Consolidating Sector 5-158

5.27.3 Oclaro / Avanex 5-158

5.27.4 Oclaro Revenue 5-159

5.27.5 Oclaro New Focus Business Transferred to

Newport Corporation 5-161

5.28 Oplink 5-163

5.28.1 Oplink Regional Revenues: 5-164

5.29 Opnext 5-167

5.29.1 Opnext Revenue 5-168

5.29.2 Opnext Formed Out of Hitachi 5-169

5.29.3 Opnext / StrataLight 5-169

5.30 Photon-X, LLC. 5-170

5.30.1 Photon-X 5-170

5.31 Princeton Optronics 5-173

5.32 Rohm Semiconductor / Oki 5-174

5.33 Rusnano 5-174

5.33.1 Rusnano Russian Corporation of Nanotechnologies 5-176

5.34 Santec 5-179

5.35 Sigma Blu-Ray & HDTV Opportunities 5-181

5.35.1 Sigma Revenue 5-187

5.36 Sumitomo 5-188

5.36.1 Sumitomo Optical Devices for FTTH Applications 5-188

5.36.2 Sumitomo Electric Industries CATV For

Integration Of Broadcasting And Telecommunications 5-189

5.36.3 SEI 5-190

5.36.4 Sumitomo Electric Industries / SEI 5-190

5.36.5 Sumitomo Electric Oversea Sales Subsidiaries of

Optical and Electronic Devices 5-191

5.36.6 Sumitomo Electric Device Innovations /

Excelight Communications, / Eudyna Devices 5-192

5.36.7 Sumitomo Electric Europe Ltd / Succeeds The

Business From Eudyna Devices 5-192

5.36.8 Sumitomo Electric Asia integrates with Eudyna Devices 5-193

5.36.9 Sumitomo Electric Device Innovations U.S.A., Inc 5-193

5.37 Syntune 5-195

5.38 Tessera 5-196

5.38.1 Tessera DigitalOptics Solutions 5-197

5.39 Triquint 5-198

5.39.1 Triquint Second Quarter 2009 Results 5-201

5.39.2 TriQuint Positioning 5-201

5.39.3 Triquint, Zte $50m Agreement 5-202

5.39.4 TriQuint Lead Researcher In A Multi-Year DARPA Program 5-202

5.40 Tyco Electronics 5-203

5.40.1 Unisem Malaysia 5-203

5.41 Vitesse 5-204

5.41.1 Vitesse Semiconductor Net Revenues by Geographic Area 5-206

5.41.2 Vitesse Debt 5-207

5.41.3 Vitesse Carrier Networking 5-207

5.41.4 Vitesse Enterprise Networking 5-208

5.41.5 Vitesse Non-Core 5-208

5.41.6 Vitesse Distribution 5-209

5.41.7 Vitesse Revenue 5-210

5.42 Yoshikawa Kogyo 5-211

5.43 Zhone Technologies 5-212

5.44 ZTE 5-213

List of Tables and Figures

Figure ES-1 ES-2

FTTH and Enterprise Access Network and

Core Network Use of Optical Components

Figure ES-2 ES-5

Worldwide Optical Component

Market Shares, Dollars, 2008, First Half 2009

Figure ES-3 ES-7

Optical Transceivers, Optical Amplifiers, and

Other Optical Components, Forecasts,

Worldwide, Dollars, 2009-2015

Table 1-1 1-2

Factors Affecting Carrier Capital Spending Patterns

Figure 1-2 1-3

FTTH and Enterprise Access Network and Core Network

Use of Optical Components

Figure 1-3 1-4

Connected Media Players

Figure 1-4 1-5

Home Entertainment Evolution

Figure 1-5 1-6

BT Capex Savings: Conventional FTTH vs. long reach PON

Figure 1-6 1-19

Enabling Broadband Infrastructure

Figure 1-7 1-20

Optical Component Business Drivers -- Bandwidth and Storage

Table 1-8 1-22

100G Market Segments: 100GE and 100G DP-QPSK (Long Haul)

Table 1-9 1-22

OIF major 100G initiatives

Figure 1-10 1-24

100 GbE Optical Device Evaluations

Figure 1-11 1-30

WDM-PON Integrated Network Configuration

Figure 1-12 1-39

Nanophase Technologies Organic Dispersions

In Polar And Non-Polar Organic Fluids

Figure 1-13 1-41

3-D Liquid Crystals

Figure 1-13 1-47

Finisar Liquid Crystal on Silicon LCOS ROADM

Table 1-14 1-48

Liquid Crystal on Silicon (LCOS) Technology Advantages

Figure 1-16 1-51

Finisar Optimum Merger Product Portfolio Extension

Figure 2-1 2-2

Optical Component Market Growth Factors

Figure 2-2 2-3

Growth in Traffic Crossing the AT&T Network

Table 2-3 2-4

Optical Component Market Driving Forces

Table 2-4 2-5

Server Virtualization Business Drivers

Impact on Optical Components

Figure 2-5 2-8

Optical Component

Market Shares, Dollars, Worldwide,

First Three Quarters 2009

Table 2-6 2-9

Optical Component

Market Shares, Dollars, Worldwide, 2008, First Half 2009

Figure 2-7 2-11

Optical Transceivers, Optical Amplifiers, and Other

Optical Components, Forecasts, Worldwide, Dollars, 2009-2015

Table 2-8 2-12

Optical Transceivers, Optical Amplifiers, and Other

Optical Components, Forecasts, Worldwide, Dollars, 2009-2015

Figure 2-9 2-14

Optical Component Transceiver / Transponder

Market Shares, Worldwide, Dollars, 2008

Table 2-10 2-15

Optical Component Transceiver / Transponder

Market Shares, Worldwide, Dollars, 2008,

First Three Quarters 2009

Figure 2-11 2-17

Optical Component Transceiver Communications

Segment Market Forecasts, Worldwide, Dollars, 2009-2015

Table 2-12 2-18

Optical Transceiver Shipments Market Forecasts,

Worldwide, Dollars,2009-2015

Figure 2-13 2-19

Optical Amplifier Market Shares, Worldwide, Dollars

2009-2015

Table 2-14 2-20

Optical Amplifier Market Shares

Worldwide, Dollars, 2008

Figure 2-15 2-21

Optical Amplifier Market Forecasts, Worldwide, Dollars,

2009-2015

Figure 2-16 2-23

Finisar Business Model Overview

Figure 2-17 2-26

Oclaro Competitive Positioning

Figure 2-18 2-46

Sonet / SDH Transceiver Segment Market

Forecasts Worldwide 2009-2015

Table 2-19 2-49

Worldwide Transceiver Segments

Market Forecasts 2009-2015

Figure 2-20 2-52

Ethernet Transceiver Segment Market

Forecasts, Worldwide, Dollars, 2009-2015

Figure 2-21 2-55

Fibre Channel Transceiver Segment Market

Forecasts, Worldwide, Dollars, 2009-2015

Figure 2-22 2-57

CWDM / DWDM Transceiver Segment

Market Forecasts, Worldwide, Dollars, 2009-2015

Figure 2-23 2-60

Optical Interconnects Transceiver Segment

Market Forecasts, Worldwide, 2009-2015

Figure 2-24 2-64

Fiber to the Home, Building or Premise FTTx

Transceivers Market Shares, Worldwide, Dollars, 2008

Figure 2-25 2-65

Fiber to the Home, Building, Premise (FTTx)

Transceiver Segment Market Forecasts,

Worldwide, Dollars, 2009-2015

Figure 2-26 2-66

Emerging Broadband Home Control

Figure 2-27 2-67

Emerging Broadband Home Control

Figure 2-28 2-69

SFP / SFP+ Transceiver Market Shares

Market Shares, Dollars, Worldwide, 2008

Figure 2-29 2-70

XFP Transceiver Market Shares, Worldwide, Dollars, 2008

Figure 2-30 2-71

CATV Transceivers Market Shares

Worldwide, Dollars, 2008

Table 2-31 2-72

Transceiver Type Market Forecasts, Worldwide, Dollars, 2009-2015

Table 2-32 2-74

Optical Component Module and Subsystem Categories

Table 2-33 2-75

Market Device Types of Optical Components

Table 2-34 2-78

Broadband Market Drivers

Table 2-35 2-80

Network Traffic Growth Factors

Table 2-36 2-81

Selected 40G System Developments

Table 2-36 (Continued) 2-82

Selected 40G System Developments

Figure 2-37 2-84

Optical Component Regional Market Segments,

Dollars, First Three Quarters 2009

Table 2-38 2-85

Optical Component Regional Market Segments,

First Three Quarters 2009

Figure 3-1 3-2

Transceiver Transponder Modulator Applications

Table 3-2 3-3

Optical Components Major Markets and Component Solutions

Figure 3-3 3-9

Finisar LAN< SAN< and Metro Optical transceivers

Figure 3-4 3-10

Finisar Product Positioning

Figure 3-5 3-12

Finisar Tunable Transceivers and Transponders

Figure 3-6 3-13

Finisar Tunable Transceivers and Transponders

Table 3-7 3-14